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Ensure compliance with Swiss regulatory requirements

The Financial Services Act seeks to protect the clients of financial service providers and to establish comparable conditions for the provision of financial services by financial service providers.

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Skip the line, talk to sales

Discover the right solution for you.

get in touch

About FinSA

Based on the Swiss legislation, the “Bundesrat” passed the Swiss Financial Services Act (FinSA) together with the Financial Institutions Act (FinIA) on June 15, 2018. The primary goals of the FinSA regulation are to protect investors, ensure market integrity, increase transparency, and establish fair competition.

The outcomes for your service delivery

The Swiss Financial Market Supervisory Authority (FINMA) is the institution that oversees compliance with FinSA regulations. Non-compliance can result in sanctions, including fines and other disciplinary measures.

The challenge

Financial institutions in the Swiss market need to adhere to financial market regulations, which are quite similar to the European regulations MiFID II and PRIIPs. Even though the scope is comparable to the European PRIIPs framework, it is essential to highlight that execution-only clients are also covered in FinSA and over-the-counter (OTC) products fall outside the Swiss FinSA’s coverage. This exclusion doesn’t exempt sales points from providing a PRIIP KID to a resident of the European Economic Area (EEA), even if the product is booked through a Swiss bank.

What we offer

Our FinSA solutions are specifically designed to comply with every aspect of the FinSA regulation. The FinSA module in our docRepository Suite covers Swiss FinSA KIDs and offers customizable alternatives to access equivalent EU PRIIP KIDs in cases where the FinSA KID is unavailable.

Read more if you want to find out how our docRepository FinSA module or our other integrations within the docRepository Suite can ensure your compliance.

FinSA Services

Unlock streamlined access to all regulatory documents effortlessly

FinSA Service

FinSA Service (Distribution and Creation Modules) – complete compliance for the Financial Services Act (FinSA) and FinSO

Core Banking Integration and Advisory Tools

Seamless and easy integration with your systems

docRepository Microsite

Client Self-Service for pre-Trade documents

deritrade Integration

deritrade by Vontobel Integration with cleversoft docRepository