UK CCI Service: Complete Regulatory Compliance

Complete compliance for UK Consumer Composite Investments (CCI)

For UK Consumer Composite Investments (CCI), financial institutions face evolving regulatory requirements that are closely aligned with, yet distinct from, European PRIIPs. Our services enable you to efficiently create, manage, and distribute compliant documents without adding operational complexity.

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We will be happy to advise you on the details.

Lisa Waldherr, Head of Business Development Asset Management & Insurance, cleversoft

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Regulatory framework: UK CCI Regime

With the introduction of the UK Consumer Composite Investment (CCI) framework, firms advising to retail investors located in the UK market must comply with a tailored regulatory regime that introduces UK-specific requirements.

The framework focuses on improving transparency and ensuring retail investors receive clear, comparable, and decision‑relevant information.

Product Summaries for CCIs, providing a concise overview of product structure, risks, costs, and potential performance
Consistent disclosure standards aligned with UK Consumer Duty
Clear communication of product risk and investor suitability
Operational processes to ensure timely production and delivery of documents

The UK CCI framework applies to a broad range of retail investment products, including:

Structured products
OTC derivatives
Funds and packaged investment products

Given the continued divergence between UK and EU regulations, firms must ensure they can support both UK CCI and EU PRIIPs requirements in parallel, especially when serving cross-border clients.

Our docCreator™ solution automates the generation of UK CCI-compliant Product Summaries alongside EU PRIIP KIDs and other regulatory formats. This ensures:

Consistent and accurate document creation
Reduced manual effort and operational risk
Fast adaptation to regulatory changes

Supported product coverage includes:

Structured products
OTC products (e.g. FX forwards, interest rate derivatives)
Funds

The docRepository™ solution enables you to obtain UK CCI and all other regulatory documents, such as EU PRIIP KIDs, PIB, FinSA Key Information Documents, etc.

docFactory creates and provides UK CCI Product Summaries for OTC and Structured Products, such as forward exchange contracts, interest rate options and custom structures.

Every generated Product Summary is:

Stored in our secure, geo-redundant docArchive™
Fully traceable and audit-ready
Instantly available for distribution

By leveraging our UK CCI service offering, you can:

Ensure full compliance with UK regulatory requirements
Reduce operational complexity across multiple jurisdictions
Scale document production efficiently
Deliver a consistent and reliable client experience

docFactory

We work with financial service providers worldwide. Let us introduce you to our onboarding process.

Our team has years of industry experience to guide you through the entire compliance software procurement process – from A to Z.

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Explore and learn

We offer a range of solutions - from free self-service tests to solutions that require a comprehensive service. First, we get to know you.

Configuration

We make sure you have everything you need to get started with your software and compliance services.

Rollout and Installation

Regardless of whether you opt for an on-premise installation in SaaS self-service mode or directly in the cloud, you can be confident that you can use our solutions immediately.

Customer Success

After commissioning, our Customer Success Team will support you every step of the way.

Scalability

We work with companies of all sizes and with different numbers of end users. If you want to scale your solution, cleversoft is the right partner for you.

Availability

It's not just our technologies that have an availability of 99.98%. It's also our technical and support teams, who are always there for you when you need them.